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Additional fees and interest may be charged for trading activity that triggers an NSCC or exchange illiquidity charge."," "]}),(0,u.jsxs)("div",{children:['2. SEC fees are only charged for sell orders. Under Section 31 of the Securities Exchange Act of 1934, U.S. national securities exchanges are obligated to pay transaction fees to the SEC based on the volume of securities that are sold on their markets. Exchange rules require their broker-dealer members to pay a share of these fees who, in turn, pass the responsibility of paying the fees to their customers. Only applies to sell transactions and appears on the trade confirmation as: "FEES". View',(0,u.jsxs)("a",{href:"https://www.investor.gov/introduction-investing/investing-basics/glossary/filing-and-registration-fees",target:"_blank",children:[" ","more"]}),"."]}),(0,u.jsx)("div",{children:"3. The Option Regulatory Fee (\u201CORF\u201D) is charged by the following exchanges: AMEX, BATS, BOX, CBOE, CBOE2, EDGX, EMERALD, ISE, GEMINI, MERCURY, MIAX, MERCURY, NOM, NASDAQBX, PSE, PHLX."}),(0,u.jsxs)("div",{children:["4. Daily interest is calculated on a tiered basis according to the applicable balance thresholds, with different annual percentage rates (APR) applying to each tier.",(0,u.jsx)("br",{}),"Cash balances receive interest for each day your free credit balance exceeds $1000; interest will be paid as long as the interest accrued that month is at least $1. We reserve the right to change our credit interest rates (even to 0%) in response to changes in interest rates or other factors."]}),(0,u.jsx)("div",{children:"5. TradeUP Securities, Inc. withdrawal fees do not cover third-party fees. The account holder will be solely responsible for any fees assessed by a beneficiary or correspondent bank. In addition, processing fees charged by your bank or its correspondent bank, which are not included in TradeUP Securities, Inc. withdrawal fees, may be deducted from wire proceeds."}),(0,u.jsx)("div",{children:"6. The margin rate became effective as of 09/18/2025. TradeUP Securities, Inc. (TradeUP Securities) accrues interest on a daily basis and posts actual interest monthly on the last business day of the month. When determining the annualized margin interest rate, TradeUP Securities utilizes commercially recognized rates as our benchmark. The rate may change from time to time at TradeUP Securities' full discretion without prior notification to clients. For complete details, please refer to the Account Agreement."})]}),(0,u.jsxs)("div",{className:e.noteSec,children:[(0,u.jsxs)("div",{children:[(0,u.jsx)("span",{className:e.dot}),"Orders executed in multiple lots on the same day are charged a single commission; orders partially executed over multiple trading days are subject to commission charges for each trading day. Changes made to orders after partial execution are considered a new order."]}),(0,u.jsxs)("div",{children:[(0,u.jsx)("span",{className:e.dot}),"Options trading entails significant risk and is not appropriate for all investors. Certain complex options strategies carry additional risk. Before trading options, please read"," ",(0,u.jsx)("a",{href:"https://www.theocc.com/Company-Information/Documents-and-Archives/Publications",target:"_blank",children:"Characteristics and Risks of Standardized Options"}),". 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